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Municipal Securities Rulemaking Board
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61	Microsoft Word - rschifellite5549.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-05-06 16:07:58 Finance Securities Prospectus Financial services Institutional investors U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Mutual fund Financial economics Investment Stock market
62	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MSRB[removed]February 26, 2015 Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of Amendment No. 1 and Amendmen Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-02-27 07:52:59 Financial system United States securities law Municipal Securities Rulemaking Board Bonds U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities Industry and Financial Markets Association Financial adviser Registered Investment Advisor Financial economics Self-regulatory organizations Finance
63	June 28, 2013 Elizabeth M. Murphy Secretary Securities and Exchange Commission 100 F Street, N.E. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-28 14:23:27 United States Securities and Exchange Commission Self-regulatory organizations Municipal Securities Rulemaking Board Financial system Government Electronic Municipal Market Access U.S. Securities and Exchange Commission Security Securities Exchange Act United States securities law Financial regulation 73rd United States Congress
64	Trading Suspension: Spriza, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-04 10:15:54 Financial economics Financial system Self-regulatory organizations 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority Securities and Exchange Commission Municipal Securities Rulemaking Board United States securities law Financial regulation United States Securities and Exchange Commission
65	Date of Event: October 23, 2014 Duration of Recording: 5 hrs. 2 min. Transcript: Compliance Outreach Program for Municipal Advisors Speakers: Drew Bowden, Director, OCIE; Ed Wegener, Midwest Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-12-05 11:22:36 Self-regulatory organizations Business Financial regulation Investment Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Financial adviser Financial Industry Regulatory Authority Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance United States securities law
66	Agenda: 2014 Compliance Outreach Program for Municipal Advisors Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2014-10-15 12:59:38 Law Municipal Securities Rulemaking Board Fiduciary
67	New York City Manhattan Central Park Add to Reading List Source URL: www.chapman.com Language: English - Date: 2013-10-15 12:29:18 United States securities law Municipal Securities Rulemaking Board 73rd United States Congress United States Securities and Exchange Commission Financial adviser Dodd–Frank Wall Street Reform and Consumer Protection Act Registered Investment Advisor U.S. Securities and Exchange Commission Security Financial economics Financial regulation Finance
68	Microsoft Word - SIFMAEVPSnookRemarks2012MuniSummit100112 Add to Reading List Source URL: www.sifma.org Language: English - Date: 2012-10-01 08:32:28 Securities Stock market Bonds Securities Industry and Financial Markets Association Bond market Municipal bond Dodd–Frank Wall Street Reform and Consumer Protection Act Bond Municipal Securities Rulemaking Board Financial economics Investment Finance
69	Financial Services Holding Graphic Final[removed]version Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-05 10:17:16 Derivative Credit rating agency U.S. Securities and Exchange Commission Municipal Securities Rulemaking Board Nationally recognized statistical rating organization Swap Credit Economic history of the United States Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Economics
70	SECURITIES AND FINANCE LAW SEMINAR SERIES 2014 This six-part seminar series is designed to enhance diversity and inclusion in the securities and finance industries of traditionally underrepresented groups.* Participants Add to Reading List Source URL: blogs.baruch.cuny.edu Language: English - Date: 2013-12-05 15:24:54 Financial Industry Regulatory Authority Professional certification in finance Economy of the United States Business Law Finance Municipal Securities Rulemaking Board United States securities law Self-regulatory organizations Skadden Arps Slate Meagher & Flom

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